Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Schwartz is an Investment Advisor Representative with Western International Securities, Inc. Brian has been in the industry for 22 years. He is a Series 66, SIE, Series 31, and Series 7 licensed professional. Brian's previous employment includes Financial West Group, Ameriprise Financial Services, Inc., Ameriprise Advisor Services, Inc., Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley DW Inc. Brian is also an attorney, and provides estate planning and other legal services. Brian is registered in California, Connecticut, Idaho, Minnesota, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/07/2022 - Present
Western International Securities, Inc. (Woodland Hills CA)
CA
01/08/2013 - 08/21/2017
FINANCIAL WEST GROUP (Tarzana CA)
CA
10/05/2009 - 11/19/2012
AMERIPRISE FINANCIAL SERVICES, INC. (WOODLAND HILLS CA)
CA
05/08/2009 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (WOODLAND HILLS CA)
CA
10/03/2007 - 05/28/2009
CITIGROUP GLOBAL MARKETS INC. (WOODLAND HILLS CA)
CA
09/13/2002 - 10/04/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ENCINO CA)
NY
08/16/2001 - 09/13/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 08/31/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 08/15/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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