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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Hanseth is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Brian has been in the securities industry since December 19, 2011. Brian has passed the Series 7, 63, 66 and SIE exams and holds securities licenses in several states, including Connecticut, New Hampshire, and Texas. Brian has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since November 2014. Brian has previously worked with firms including T3 Trading Group, LLC, WTS Proprietary Trading Group LLC, Navpoint, LLC, Nova Capital Markets, LLC and Lighthouse Financial Group, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
11/23/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOSTON MA)
NY
11/07/2014 - 12/10/2014
T3 TRADING GROUP, LLC (NEW YORK NY)
NY
07/09/2014 - 11/07/2014
WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)
MA
08/18/2010 - 07/11/2011
NAVPOINT, LLC (BOSTON MA)
MA
11/02/2009 - 08/30/2010
NOVA CAPITAL MARKETS, LLC (BOSTON MA)
NY
12/22/2008 - 01/04/2010
LIGHTHOUSE FINANCIAL GROUP, LLC (HUNTINGTON NY)
BOTH
Issued 12/18/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/9/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/8/2014
Series 7 - General Securities Representative Examination
BC
Issued 6/23/2009
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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