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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Halter is an investment advisor representative with Janney Montgomery Scott LLC. Brian has been in the financial services industry for over 20 years. Brian's primary focus is on helping individuals and families reach their financial goals. Brian is registered to provide investment advice in 30 states and the District of Columbia. Brian holds a Series 7TO, Series 66, and SIE licenses. Brian is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
CT
09/27/2021 - Present
Janney Montgomery Scott LLC (GLASTONBURY CT)
CT
10/15/2020 - 01/20/2021
MORGAN STANLEY (WEST HARTFORD CT)
CT
07/10/2019 - 09/30/2020
EQUITABLE ADVISORS, LLC (SHELTON CT)
BOTH
Issued 02/29/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/10/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/02/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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