Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Hagerty is a financial professional registered with TD Securities (USA) LLC, a broker-dealer. Brian is a series 7, 63, and 79 licensed professional. Brian has been in the industry since July 5, 2013. Brian has held previous roles at Cowen and Company, Matthews South, LLC, Evercore Group L.L.C., and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/06/2024 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
03/02/2022 - 04/09/2024
COWEN AND COMPANY (NEW YORK NY)
CA
07/12/2021 - 02/28/2022
MATTHEWS SOUTH, LLC (SAN MATEO CA)
NY
05/08/2018 - 08/06/2021
EVERCORE GROUP L.L.C. (NEW YORK NY)
CA
08/23/2010 - 06/26/2015
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
BC
Issued 06/29/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Brian Hagerty is the right advisor for you? Invested Better is here to help.
