Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian H. Elfand is an investment advisor representative associated with Northwestern Mutual Investment Services, LLC in Boca Raton, Florida. Brian is a registered investment advisor representative in Pennsylvania, and his registration dates back to February 2014. Brian holds a Series 63 license for Broker-Dealer Agents as well as a Series 65 license for Investment Advisor Representatives. Brian has been active in the industry since September 2009 and also holds a Series 6 license for Investment Company Products/Variable Contracts Representative Examination and a SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
02/05/2014 - Present
Northwestern Mutual Investment Services, LLC (BOCA RATON FL)
IA
Issued 2/4/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/28/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/8/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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