Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Dobson is a financial professional with over 18 years of experience in the industry. He has held positions at several prominent firms including Jefferies LLC, Instinet, LLC, and Nomura Securities International, Inc. Brian is currently registered with Clear Street LLC. Brian holds the Series 7, Series 63, Series 86, and Series 87 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/01/2024 - Present
Clear Street LLC (NEW YORK NY)
NY
08/02/2021 - 07/02/2024
CHARDAN CAPITAL MARKETS LLC (NEW YORK NY)
NY
10/07/2020 - 08/09/2021
JEFFERIES LLC (NEW YORK NY)
NY
11/14/2016 - 08/06/2020
INSTINET, LLC (NEW YORK NY)
NY
08/02/2010 - 11/14/2016
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
05/04/2010 - 08/20/2010
LAZARD CAPITAL MARKETS LLC (NEW YORK NY)
NY
04/13/2010 - 04/28/2010
FBR CAPITAL MARKETS & CO. (NEW YORK NY)
CT
01/23/2007 - 02/23/2010
SUSQUEHANNA FINANCIAL GROUP, LLLP (STAMFORD CT)
NY
03/01/2006 - 01/05/2007
THE BUCKINGHAM RESEARCH GROUP INCORPORATED (NEW YORK NY)
NY
01/20/2005 - 02/24/2006
PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)
BC
Issued 02/23/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/14/2007
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/19/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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