Unclaimed
Brian Harris is a financial professional with over 10 years of experience in the industry. Brian is registered with Fidelity Brokerage Services LLC in Covington, Kentucky. Brian has a broad range of experience in the financial services industry, and is committed to providing personalized financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
06/20/2012 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 06/01/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/19/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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