Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Gregory Fay is a financial advisor with Vanguard Advisers, Inc. Brian has been in the financial services industry since 1999. Brian is registered with the state of North Carolina and Texas as an Investment Advisor Representative (IAR) and is also registered with the state of North Carolina as a Broker/Dealer. Brian holds the Series 7, Series 63, and Series 65 licenses and the SIE exam. Brian is a Certified Financial Planner (CFP) and provides financial planning and investment management services for individual, families, and businesses. Brian's previous employers include IDS Life Insurance Company and American Express Financial Advisors Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
06/21/2016 - Present
Vanguard Advisers, Inc. (CHARLOTTE NC)
MN
07/12/1999 - 10/06/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/12/1999 - 10/06/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 04/23/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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