Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Gray Stein is a financial advisor at Nations Financial Group, Inc. Brian has been in the industry since 2011 and holds Series 7, 63, and 66 licenses. Brian has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Brian is committed to providing his clients with personalized financial advice and helping them reach their financial goals. Brian is also registered with the following states: Arizona, California, Colorado, Florida, Illinois, Indiana, New Jersey, New York, Pennsylvania, Texas, Utah, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
12/23/2015 - Present
Nations Financial Group, Inc. (CEDAR RAPIDS IA)
CO
08/09/2012 - 01/04/2016
MORGAN STANLEY (GREENWOOD VILLAGE CO)
CT
04/30/2001 - 10/10/2001
ABN AMRO INCORPORATED (STAMFORD CT)
NY
05/30/2000 - 04/30/2001
ING BARINGS LLC (NEW YORK NY)
BOTH
Issued 08/22/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/31/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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