Unclaimed
Brian Neuhardt is an investment advisor representative registered with Cetera Investment Advisers LLC. Brian is a Series 66, Series 7 and SIE licensed professional. Brian has been in the financial industry for 24 years. Brian has also worked with Securian Financial Services, Inc., PRUCO Securities Corporation and Investech. Brian is located in Mandan, ND. Cetera Investment Advisers LLC is a Registered Investment Advisor with offices in Schaumburg, IL. Cetera Investment Advisers LLC provides investment advisory services to individuals, high-net-worth individuals, corporations, businesses, charitable organizations, pension plans, and state and municipal governments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
ND
08/10/2023 - Present
Cetera Investment Advisers LLC (MANDAN ND)
ND
06/04/2003 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (MANDAN ND)
NJ
11/20/1998 - 05/22/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 11/5/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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