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Brian Graham Watson

ASL Capital Markets Inc.

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About Brian Graham Watson

Brian Watson is a financial professional with over 10 years of experience in the industry. Brian is currently registered with ASL Capital Markets Inc. and holds the Series 24, Series 82TO, and Series 99TO licenses. Brian has held previous positions with CRT Capital Group LLC.

Firm Information

Brian Watson is currently registered with ASL Capital Markets Inc.. ASL Capital Markets Inc. is a corporation that was formed on September 20, 2016. The firm is registered with the Securities and Exchange Commission (SEC) and all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Watson’s Registration & Firm History

CT

09/19/2021 - Present

ASL Capital Markets Inc. (STAMFORD CT)

CT

09/11/2012 - 09/21/2016

CRT CAPITAL GROUP LLC (STAMFORD CT)

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Licenses & Designations

BC

Issued 10/07/2022

Series 24 - General Securities Principal Examination

BC

Issued 09/20/2022

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 09/17/2021

Series 99TO - Operations Professional Examination

BC

Issued 09/10/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Graham Watson.
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