Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Gordon Ellerman is an Investment Advisor Representative with Principal Securities, Inc. Brian Ellerman has been in the financial services industry since 1992. Brian Ellerman is registered with the state of Illinois. Brian Ellerman works out of the Downers Grove, IL office. Brian Ellerman holds the following licenses: Series 6, Series 63, Series 65 and SIE. Brian Ellerman has prior work experience with LPL FINANCIAL LLC, Manning & Napier Investor Services, Inc., MMC Securities Corp., M HOLDINGS SECURITIES, INC. and Mutual Service Corporation. Brian Ellerman works with corporations or other businesses, charitable organizations, high-net-worth individuals, individuals other than high-net-worth, pension and profit-sharing plans, and state or municipal government entities. Brian Ellerman offers financial planning services, educational seminars, selection of other advisors, and portfolio management for individuals. Brian Ellerman also offers pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IL
10/13/2015 - Present
Principal Securities, Inc. (DOWNERS GROVE IL)
IL
04/01/2014 - 08/06/2015
LPL FINANCIAL LLC (NORTHBROOK IL)
IL
04/12/2012 - 12/06/2013
MANNING & NAPIER INVESTOR SERVICES, INC. (NORTHFIELD IL)
IL
06/13/2007 - 04/02/2012
MMC SECURITIES CORP. (CHICAGO IL)
IL
06/12/2000 - 04/18/2007
M HOLDINGS SECURITIES, INC. (DEERFIELD IL)
MA
04/27/1992 - 08/08/2000
MUTUAL SERVICE CORPORATION (BOSTON MA)
IA
Issued 05/24/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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