Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Rossen is a financial professional with over 18 years of experience in the financial services industry. Brian has held positions at American Fidelity Securities, Inc. and MML Investors Services, Inc.. Brian holds Series 6, 7, and 63 licenses and is registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
09/17/2018 - Present
American Fidelity Securities, Inc. (OKLAHOMA CITY OK)
OK
02/12/2002 - 04/18/2014
AMERICAN FIDELITY SECURITIES, INC. (OKLAHOMA CITY OK)
MA
03/19/2001 - 10/08/2001
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 08/18/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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