Unclaimed
Brian Geraud Franco is a financial advisor currently registered with Citigroup Global Markets Inc. Brian has been in the financial services industry since June 2002 and has been with Citigroup Global Markets Inc. since October 2009. Brian has a variety of licenses and certifications, including Series 6, 7, 9, 10, 63, and SIE. Brian has a long and successful career in the financial industry, having worked at E*TRADE SECURITIES LLC and McLaughlin, Piven, Vogel Securities, Inc. before joining Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
10/27/2009 - Present
Citigroup Global Markets Inc. (New York NY)
NJ
07/22/2008 - 07/06/2009
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NY
02/25/2002 - 07/15/2008
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)
BC
Issued 04/03/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/29/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2003
Series 7 - General Securities Representative Examination
BC
Issued 02/22/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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