Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Talbot is a financial advisor who has been in the industry since 1995. Brian is currently registered with Neuberger Berman BD LLC in Connecticut and New York. Brian has previously worked at Lehman Brothers Inc., Deutsche Bank Securities Inc., DB Alex. Brown LLC, and BT Securities Corporation. Brian holds Series 63, Series 66, Series 7 and SIE licenses. Brian has a specialization in the Securities Industry Essentials Exam and has 2 approved state registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/26/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
01/24/2005 - 09/24/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/13/2001 - 07/17/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
12/18/1995 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
09/10/1990 - 03/01/1994
BT SECURITIES CORPORATION
BOTH
Issued 05/24/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/14/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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