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Brian Gerard McLaughlin

TP Icap Global Markets Americas LLC

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About Brian Gerard McLaughlin

Brian Gerard McLaughlin is an active broker registered with TP Icap Global Markets Americas LLC since 6/30/2023. Brian has been in the industry since 1/8/1990 and has worked at a number of firms before joining TP Icap Global Markets Americas LLC, including ICAP SECURITIES USA LLC, GARBAN LLC, GARBAN CAPITAL MARKETS LLC, and R.J. KROSS ASSOC. LTD.. Brian holds the SIE and Series 72 licenses.

Firm Information

Brian McLaughlin is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian McLaughlin’s Registration & Firm History

NY

06/30/2023 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

02/15/2002 - 06/30/2023

ICAP SECURITIES USA LLC (NEW YORK NY)

NY

12/16/1994 - 01/25/2002

GARBAN LLC (NEW YORK NY)

NJ

12/16/1994 - 11/01/2001

GARBAN CAPITAL MARKETS LLC (JERSEY CITY NJ)

NY

01/08/1990 - 12/13/1994

R.J. KROSS ASSOC. LTD. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Brian Gerard McLaughlin. Review regulatory record here.
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