Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian McGivern is a financial advisor at Ameriprise Financial Services, LLC. Brian has been in the financial services industry since 1983 and has experience working at various firms, including UBS Financial Services Inc. and RBC Dain Rauscher Inc. Brian specializes in providing financial planning, asset allocation services, and portfolio management for individuals and businesses. Brian's expertise and experience make him a valuable resource for individuals and families seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
02/17/2012 - Present
Ameriprise Financial Services, LLC (DEERFIELD IL)
IL
01/21/2005 - 02/27/2012
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
NY
03/09/2002 - 02/01/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
07/17/1992 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
03/04/1988 - 07/29/1992
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
05/10/1983 - 03/08/1988
MOSELEY SECURITIES CORPORATION
NA
01/03/1983 - 05/11/1983
ISFA CORPORATION
BOTH
Issued 12/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/02/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/12/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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