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Brian Gerard Keefe

MM Ascend Life Investor Services, LLC

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About Brian Gerard Keefe

Brian Gerard Keefe is a registered representative with MM Ascend Life Investor Services, LLC. Brian has been in the financial services industry for less than a year and holds the Series 6TO and SIE securities licenses. Brian is currently registered with FINRA as a broker with MM Ascend Life Investor Services, LLC.

Firm Information

Brian Keefe is currently registered with MM Ascend Life Investor Services, LLC. MM Ascend Life Investor Services, LLC is a Limited Liability Company formed in 2021 that is registered in all 50 states and the District of Columbia. It offers other advisory services and is not currently providing active advisory services. It maintains 12 licensed agents, 12 investment adviser representatives, 12 registered representatives, and 2 investment advisory functions. The firm has filed four regulatory event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

124

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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maintaining registration but not actively providing advisory services

Maintaining registration but not actively providing advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Maintaining registration but not serving clients

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Brian Keefe’s Registration & Firm History

OH

07/16/2022 - Present

MM Ascend Life Investor Services, LLC (CINCINNATI OH)

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Licenses & Designations

BC

Issued 07/16/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/04/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Gerard Keefe.
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