Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Ferguson is a financial advisor with over 26 years of experience in the industry. Brian is a Certified Financial Planner™ professional with a focus on financial planning, portfolio management for individuals and businesses, and pension consulting. Brian is registered with LPL Financial LLC. Brian has previously been employed by VOYA FINANCIAL ADVISORS, INC., ING AMERICA EQUITIES, INC., ING FINANCIAL PARTNERS, INC., NYLIFE SECURITIES LLC, EQUICO SECURITIES, INC. and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
04/29/2021 - Present
LPL Financial LLC (JOHNS CREEK GA)
GA
09/15/2015 - 05/03/2021
VOYA FINANCIAL ADVISORS, INC. (Johns Creek GA)
PA
02/25/2011 - 09/03/2014
ING AMERICA EQUITIES, INC. (WEST CHESTER PA)
GA
02/25/2011 - 09/03/2014
ING FINANCIAL PARTNERS, INC. (ALPHARETTA GA)
GA
06/06/1995 - 09/10/2010
NYLIFE SECURITIES LLC (ATLANTA GA)
NY
08/18/1994 - 04/26/1995
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
08/18/1994 - 04/26/1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 07/05/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/23/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/17/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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