Unclaimed
Brian Froehlich is a financial advisor with Northwestern Mutual Investment Services, LLC in Pittsburgh, PA. Brian has been in the financial industry since 2006 and has a strong record of success in helping clients achieve their financial goals. Brian is registered with the state of Pennsylvania and holds Series 6, 7, 9, 10, 63, and 66 licenses. Brian's experience and expertise in financial planning and investment management make him a valuable resource for clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
PA
01/07/2010 - Present
Northwestern Mutual Investment Services, LLC (PITTSBURGH PA)
PA
05/05/2008 - 10/21/2009
PARK AVENUE SECURITIES LLC (JEFFERSON HILLS PA)
PA
06/30/2006 - 04/28/2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PITTSBURGH PA)
BOTH
Issued 05/12/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/01/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/26/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2007
Series 7 - General Securities Representative Examination
BC
Issued 06/29/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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