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Brian George Froehlich

Northwestern Mutual Investment Services, LLC

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About Brian George Froehlich

Brian Froehlich is a financial advisor with Northwestern Mutual Investment Services, LLC in Pittsburgh, PA. Brian has been in the financial industry since 2006 and has a strong record of success in helping clients achieve their financial goals. Brian is registered with the state of Pennsylvania and holds Series 6, 7, 9, 10, 63, and 66 licenses. Brian's experience and expertise in financial planning and investment management make him a valuable resource for clients.

Firm Information

Brian Froehlich is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Brian Froehlich’s Registration & Firm History

PA

01/07/2010 - Present

Northwestern Mutual Investment Services, LLC (PITTSBURGH PA)

PA

05/05/2008 - 10/21/2009

PARK AVENUE SECURITIES LLC (JEFFERSON HILLS PA)

PA

06/30/2006 - 04/28/2008

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PITTSBURGH PA)

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Licenses & Designations

BOTH

Issued 05/12/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/01/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/23/2010

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/26/2010

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/14/2007

Series 7 - General Securities Representative Examination

BC

Issued 06/29/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian George Froehlich.
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