Unclaimed
Brian Osie is a registered representative at MM Ascend Life Investor Services, LLC. Brian is based in Cincinnati, OH and has been in the industry since May 20, 2021. Brian is licensed to sell investment company products and variable contracts (Series 6TO) and has passed the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Maintaining registration but not actively providing advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Maintaining registration but not serving clients
1
2
OH
05/21/2021 - Present
MM Ascend Life Investor Services, LLC (CINCINNATI OH)
BC
Issued 05/21/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/08/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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