Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Garvey is a financial professional based in New York, New York. Brian has been in the financial industry since 2003. Brian is currently registered with TP Icap Global Markets Americas LLC in New York, New York. Previously, Brian was registered with TRADEMAS INC. in New York, New York and TULLETT PREBON FINANCIAL SERVICES LLC in New York, New York. Brian is licensed to conduct business in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/01/2024 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
06/27/2019 - 06/05/2024
TRADEMAS INC. (NEW YORK NY)
NY
05/22/2017 - 06/27/2019
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NJ
01/29/2014 - 05/22/2017
PTR, INC. (COLLINGSWOOD NJ)
NY
04/08/2013 - 02/03/2014
ON POINT EXECUTIONS, LLC (NEW YORK NY)
NJ
08/30/2010 - 02/28/2013
DLB SECURITIES L.L.C. (DENVILLE NJ)
NY
05/24/2011 - 12/01/2011
MONTECITO ADVISORS, INC. (NEW YORK NY)
NY
02/27/2009 - 08/30/2010
ON POINT EXECUTIONS, LLC (NEW YORK NY)
NY
05/08/2008 - 03/04/2009
BLT SECURITIES CORP. (LIDO BEACH NY)
NY
09/26/2003 - 05/02/2008
AMERIVEST PARTNERS, LLC (NEW YORK NY)
NY
05/19/2005 - 04/24/2007
LEK SECURITIES CORPORATION (NEW CITY NY)
BC
Issued 11/04/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
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NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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