Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Gartland Murphy is an active Registered Representative (RR) and Investment Advisor Representative (IAR) with HSBC Securities (USA) Inc. Brian has been in the financial services industry for over 20 years. Brian has passed the Series 63, Series 65, Series 7, and SIE exams. Brian has been registered with Morgan Stanley, Citigroup Global Markets Inc., UBS Paine Webber Inc., Salomon Smith Barney Inc., and Prudential Securities Incorporated in the past. Brian is registered to provide investment advice in New Jersey, New York, and all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
07/26/2013 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
06/01/2009 - 07/17/2013
MORGAN STANLEY (NEW YORK NY)
NY
05/09/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
03/14/2002 - 05/30/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
05/02/2001 - 10/22/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/07/2000 - 03/01/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 10/01/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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