Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Reeves is a registered representative with Bofa Securities, Inc. in Nashville, TN. Brian has been in the securities industry since 2010 and previously held positions at FTB Advisors, Inc., LPL Financial LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Brian holds the Series 7, Series 63, Series 66 and SIE licenses. Brian is a specialist in research-related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
TN
11/27/2023 - Present
Bofa Securities, Inc. (NASHVILLE TN)
TN
12/14/2015 - 04/27/2018
FTB ADVISORS, INC. (NASHVILLE TN)
TN
08/22/2014 - 11/04/2015
LPL FINANCIAL LLC (FRANKLIN TN)
TN
08/28/2013 - 12/19/2013
LPL FINANCIAL LLC (BRENTWOOD TN)
TN
11/01/2010 - 05/06/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NASHVILLE TN)
NY
03/10/2010 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
FL
03/13/2006 - 04/02/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (FT.LAUDERDALE FL)
BC
Issued 12/09/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 04/20/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/23/2023
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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