Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Phipps is a financial advisor with over 30 years of experience in the industry. Brian is currently registered with Avantax Advisory Services and holds a Series 66, 65, and 63 license. Brian has experience with various financial institutions including Park Avenue Securities LLC, HD Vest Investment Services, Northwestern Mutual Investment Services, LLC, and Fidelity Brokerage Services LLC. Brian has experience in providing financial planning, pension consulting, educational seminars, and portfolio management services to both individuals and businesses. Brian also offers referral services to third-party investment managers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
09/15/2022 - Present
Avantax Advisory Services (DALLAS TX)
TX
03/03/2015 - 05/24/2022
PARK AVENUE SECURITIES LLC (ADDISON TX)
TX
06/10/2013 - 02/16/2015
HD VEST INVESTMENT SERVICES (IRVING TX)
TX
10/11/2007 - 06/20/2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DALLAS TX)
TX
05/10/2006 - 03/08/2007
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
NY
10/04/2005 - 01/26/2006
AXA ADVISORS, LLC (NEW YORK NY)
RI
06/02/1993 - 07/14/2005
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
03/02/1992 - 05/28/1993
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
RI
12/02/1991 - 02/24/1992
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
RI
09/07/1989 - 11/26/1991
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 01/20/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/14/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2013
Series 24 - General Securities Principal Examination
BC
Issued 09/19/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/02/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1991
Series 7 - General Securities Representative Examination
BC
Issued 09/06/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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