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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian G. Carter is a financial advisor with Raymond James & Associates, Inc., in ST. PETERSBURG, FL. Brian G. Carter has been in the financial industry for over 10 years and is licensed to provide investment advice in Mississippi and Tennessee. Brian G. Carter is also registered with FINRA and MSRB. Before joining Raymond James & Associates, Inc., Brian G. Carter was employed by CARTY & COMPANY, INC. Brian G. Carter offers investment advice for high net worth individuals, corporations, individuals, businesses, and institutions. Brian G. Carter can help clients with financial planning, portfolio management, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/05/2016 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
TN
09/04/2013 - 06/30/2015
CARTY & COMPANY, INC. (MEMPHIS TN)
IA
Issued 04/01/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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