Unclaimed
Brian Fulton Carter is a financial advisor with PFS Investments Inc. Brian has been working in the securities industry since May 2003. Brian is registered as a broker in Arizona, Delaware, Florida, Georgia, Massachusetts, New Jersey, New York and North Carolina. Brian also has a license to provide investment advice in New York. Brian has a Series 6, Series 63 and SIE license. Brian focuses on providing investment advice to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
08/03/2021 - Present
PFS Investments Inc. (MIDDLETOWN NY)
NJ
05/05/2003 - 12/31/2009
PFS INVESTMENTS INC. (UNION NJ)
BC
Issued 08/02/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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