Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Nielson is a financial advisor at John Hancock Investment Management LLC. Brian has been in the financial services industry since 2014 and holds Series 6, 7, 63, and 66 licenses. Brian's focus is on providing investment advice and portfolio management services to individuals and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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AZ
03/13/2023 - Present
John Hancock Investment Management LLC (Tempe AZ)
AZ
10/06/2014 - 12/07/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PHOENIX AZ)
BOTH
Issued 03/01/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/06/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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