Unclaimed
Brian Miller is a registered representative with Fidelity Brokerage Services LLC and has been active in the securities industry since January 8, 2017. Brian Miller holds FINRA Series 7, 63, and SIE licenses. Brian Miller is registered in 53 states and territories to offer securities and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
01/09/2017 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
BC
Issued 03/23/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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