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Brian Fred Zucker

Wilmington Capital Securities, LLC

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About Brian Fred Zucker

Brian Fred Zucker is a financial professional with over 28 years of experience in the financial industry. Brian has a broad range of experience with various firms and specializes in portfolio management for both businesses and individuals. Brian is currently registered with Wilmington Capital Securities, LLC and EIG Global Energy Partners Capital Markets, LLC. Brian holds several licenses including Series 7, 24, 27, 31, 52TO, 57TO, 63, 79TO, 99TO and the SIE.

Firm Information

Brian Zucker is currently registered with Wilmington Capital Securities, LLC. Wilmington Capital Securities, LLC is a Limited Liability Company registered in New York in 2004. The firm provides financial planning and portfolio management for individuals and businesses. They also offer wrap fee programs. Wilmington Capital Securities, LLC is registered with the SEC and with 49 state regulators. They manage approximately $243 million in assets and serve a variety of clients, including high-net-worth individuals, corporations, and individuals other than high-net-worth.
Wilmington Capital Securities, LLC

600 OLD COUNTRY ROAD

GARDEN CITY, NY 11530

$243.01M

Assets Under Management

225

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brian Zucker’s Registration & Firm History

NY

09/14/2021 - Present

Wilmington Capital Securities, LLC (GARDEN CITY NY)

GA

06/03/2020 - 02/01/2024

SEQUOIA INVESTMENTS, INC. (Roswell GA)

NJ

09/26/2019 - 07/05/2022

WOLF A. POPPER, INC. (LIVINGSTON NJ)

NJ

08/17/2015 - 08/20/2021

EMERGING MANAGER ADVISORS LLC (JERSEY CITY NJ)

FL

11/04/2019 - 12/08/2020

OCP CAPITAL, LLC (WELLINGTON FL)

NY

05/18/2015 - 12/13/2019

LARKSPUR CAPITAL CORPORATION (NEW YORK NY)

FL

01/18/2018 - 01/03/2019

SPENCER CLARKE LLC (MIAMI BEACH FL)

NJ

10/13/2003 - 06/13/2013

GLEN EAGLE ADVISORS LLC (PRINCETON NJ)

NY

09/20/2012 - 06/11/2013

VEGA-CHI US LIMITED (NEW YORK NY)

NY

03/24/2011 - 06/11/2013

T3 TRADING GROUP, LLC (NEW YORK NY)

NY

03/08/2004 - 06/11/2013

GRANDWOOD SECURITIES LLC (NEW YORK NY)

NY

08/07/2012 - 06/10/2013

COVA CAPITAL PARTNERS LLC (SYOSSET NY)

NY

04/29/2008 - 06/10/2013

SONENSHINE & COMPANY LLC (NEW YORK NY)

NY

08/30/2012 - 06/03/2013

LODESTAR SECURITIES CORP. (NEW YORK NY)

NY

08/15/2011 - 06/03/2013

EA MARKETS SECURITIES LLC (NEW YORK NY)

NY

09/06/2012 - 05/31/2013

MILLER TABAK + CO., LLC (NEW YORK NY)

NY

08/09/2012 - 05/31/2013

TIGRESS FINANCIAL PARTNERS, LLC (NEW YORK NY)

NY

07/20/2012 - 05/31/2013

SEACAP SECURITIES LLC (NEW YORK NY)

NY

07/19/2012 - 05/31/2013

SEABURY SECURITIES LLC (NEW YORK NY)

WA

02/27/2012 - 05/31/2013

PARK BRIDGE SECURITIES LLC (BELLEVUE WA)

NY

06/01/2009 - 05/22/2013

BEDROK SECURITIES LLC (RYE NY)

NY

04/08/2010 - 05/16/2013

SNOWDEN ACCOUNT SERVICES, INC. (NEW YORK NY)

NJ

08/03/2012 - 05/15/2013

FINPRO CAPITAL ADVISORS, INC. (SOMERVILLE NJ)

NJ

09/12/2007 - 05/15/2013

SECUREVEST FINANCIAL GROUP (MENDHAM NJ)

NY

04/26/2011 - 05/13/2013

INDEPENDENT BROKERS LLC (WOODBURY NY)

NY

08/08/2012 - 05/10/2013

CHURCHILL CAPITAL USA, INC. (NEW YORK NY)

NY

06/21/2010 - 05/10/2013

BSG MARKETS LLC (NEW YORK NY)

NY

06/09/2009 - 05/01/2013

FORDHAM FINANCIAL MANAGEMENT, INC. (NEW YORK NY)

NY

07/10/2008 - 04/29/2013

WILMINGTON CAPITAL SECURITIES, LLC (GARDEN CITY NY)

NY

08/23/2004 - 12/15/2012

NANES, DELORME CAPITAL MANAGEMENT LLC (NEW YORK NY)

NJ

08/12/2010 - 12/13/2012

EMERGING MANAGER ADVISORS LLC (JERSEY CITY NJ)

NY

03/17/2009 - 12/13/2012

M.E.S.A. SECURITIES, INC. (NEW YORK NY)

CA

08/31/2011 - 05/10/2012

MCCAFFERTY & COMPANY, LLC (LOS ANGELES CA)

NY

05/17/2011 - 01/03/2012

BEIGE GROUP, LLC (NEW YORK NY)

CT

10/20/2011 - 12/21/2011

CASIMIR CAPITAL L.P. (GREENWICH CT)

NJ

01/28/2005 - 11/10/2011

TOUSSAINT CAPITAL PARTNERS, LLC (FREEHOLD NJ)

TX

10/05/2010 - 08/31/2011

FORWARD SECURITIES, LLC (HOUSTON TX)

NY

01/05/2009 - 06/20/2011

BUTLER CAPITAL INVESTMENTS, LLC (OLD WESTBURY NY)

FL

11/29/2006 - 11/02/2010

SIERRA EQUITY GROUP LLC (BOCA RATON FL)

NY

09/11/2009 - 08/20/2010

SHS SECURITIES, INC. (NEW YORK NY)

NJ

05/19/2009 - 06/21/2010

JOHN CARRIS INVESTMENTS LLC (HOBOKEN NJ)

NY

11/18/2009 - 03/01/2010

PRESTIGE FINANCIAL CENTER, INC. (NEW YORK NY)

NY

04/17/2009 - 02/12/2010

THOR CAPITAL LLC (NEW YORK NY)

NY

03/20/2007 - 01/20/2010

PRIMARY CAPITAL, LLC (NEW YORK NY)

NY

10/22/2007 - 12/23/2009

CALIBRAX CAPITAL PARTNERS, LLC (COLD SPRING HARBOR NY)

IL

08/17/2007 - 11/10/2009

ARETE WEALTH MANAGEMENT, LLC (CHICAGO IL)

NY

10/21/2005 - 08/24/2009

PUGLISI & CO. (NEW YORK NY)

NY

11/07/2008 - 03/26/2009

LIBERTAS CAPITAL AMERICAS (NEW YORK NY)

NY

01/12/2009 - 02/11/2009

PAX MAGNUS ASIA-USA, INC. (LARCHMONT NY)

CA

10/02/2000 - 11/17/2008

ASHTON CAPITAL MANAGEMENT, INC. (SAN DIEGO CA)

IN

06/30/2008 - 08/20/2008

WIZER FINANCIAL, INC. (NEW ALBANY IN)

NY

07/24/2008 - 08/19/2008

REID & RUDIGER LLC (NEW YORK NY)

NY

07/18/2008 - 08/19/2008

AMERICAN UNION SECURITIES, INC. (NEW YORK NY)

GA

07/16/2008 - 08/19/2008

SEQUOIA INVESTMENTS, INC. (ROSWELL GA)

NY

02/12/2008 - 07/29/2008

VANTHEDGEPOINT SECURITIES, LLC (NEW YORK NY)

NJ

01/20/2004 - 08/31/2007

MANOR SECURITIES, LLC (SADDLE RIVER NJ)

NY

11/12/2004 - 07/31/2007

AMERICAN UNION SECURITIES, INC. (NEW YORK NY)

NY

05/09/2006 - 11/15/2006

LACONIA CAPITAL CORPORATION (NEW YORK NY)

NJ

11/15/1999 - 05/10/2006

JERSEY SHORE TRADING GROUP INC. (RED BANK NJ)

FL

02/02/2000 - 11/18/2003

GRYPHON FINANCIAL SECURITIES CORP. (PALM BEACH FL)

GA

01/18/2001 - 10/24/2003

SEQUOIA INVESTMENTS, INC. (ROSWELL GA)

NY

09/15/1999 - 04/10/2003

REID & RUDIGER LLC (NEW YORK NY)

NJ

12/23/2000 - 04/04/2003

PHILLIP LOUIS TRADING, INC. (RED BANK NJ)

NJ

07/24/2000 - 02/12/2003

PARK SOUTH SECURITIES, LLC (ISELIN NJ)

NY

04/15/2002 - 02/06/2003

GIT SECURITIES CORPORATION (PLAINVIEW NY)

CA

09/04/2002 - 09/30/2002

KOFFLER & COMPANY (LOS ANGELES CA)

NY

04/15/2002 - 04/15/2002

GIT SECURITIES CORPORATION (PLAINVIEW NY)

CA

01/26/1999 - 02/15/2000

ROCKLAND TRADING CORPORATION (ALISO VIEJO CA)

CO

06/10/1998 - 11/04/1999

AMERICAN FRONTEER FINANCIAL CORPORATION (DENVER CO)

NY

11/15/1995 - 02/09/1999

HUDSON SLOANE & CO., L.L.C. (NEW YORK NY)

NY

09/03/1996 - 07/30/1998

QUANTUM GROUP, LTD. (SLOATSBURG NY)

NY

10/28/1997 - 01/23/1998

CARNEGIE CHILDS & COMPANY L.L.C. (NEW YORK NY)

FL

06/27/1997 - 01/23/1998

THE HAMILTON-SHEA GROUP, INC. (POMPANO BEACH FL)

FL

09/04/1997 - 10/24/1997

METRO TRADING, INC. (DEERFIELD BEACH FL)

FL

03/09/1995 - 01/20/1997

SOVEREIGN EQUITY MANAGEMENT CORP. (DEERFIELD BEACH FL)

NA

02/25/1988 - 08/09/1988

RICKEL & ASSOCIATES, INC.

NA

02/04/1987 - 02/17/1988

MATTHEWS & WRIGHT CAPITAL, INC.

NA

11/20/1986 - 02/17/1988

MATTHEWS & WRIGHT, INC.

NA

04/23/1986 - 11/12/1986

E. F. HUTTON & COMPANY INC

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Licenses & Designations

BC

Issued 03/24/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/10/2009

Series 53 - Municipal Securities Principal Examination

BC

Issued 11/02/1998

Series 24 - General Securities Principal Examination

BC

Issued 05/02/1995

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/01/2015

Series 31 - Futures Managed Funds Examination

BC

Issued 03/08/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Brian Fred Zucker. Review regulatory record here.
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