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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Franzen is an investment professional with over 25 years of experience in the financial services industry. Brian is currently a registered representative and investment advisor representative with Wells Fargo Clearing Services, LLC. Brian has extensive experience providing financial advice and portfolio management services to a diverse clientele, including individuals, families, and institutions. Brian has held leadership positions in the financial services industry. Brian holds several industry certifications, including Series 4, 7, 9, 10, 24, 52, 53 and 63. Brian is committed to providing personalized financial guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
12/03/2018 - Present
Wells Fargo Clearing Services, LLC (MINNEAPOLIS MN)
MN
07/01/2014 - 11/26/2018
CETERA INVESTMENT SERVICES LLC (ST CLOUD MN)
MN
09/26/2013 - 06/20/2014
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (MINNEAPOLIS MN)
MO
01/03/2011 - 08/08/2012
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
CA
12/13/2000 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MN
10/02/1997 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
NY
11/11/1994 - 09/12/1997
INTERRA CLEARING SERVICES, INC. (NEW YORK NY)
IA
Issued 10/02/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/08/2019
Series 4 - Registered Options Principal Examination
BC
Issued 08/24/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/02/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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