Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Miller is a financial advisor in West Des Moines, IA. Brian has 26 years of experience in the financial industry. Brian is a registered representative of Principal Securities, Inc. and is licensed to offer securities and investment advice in 10 states. Brian has been with Principal Securities, Inc. since November 2018 and has previously held positions with Signator Investors, Inc., Transamerica Financial Advisors, Inc. and Aegon USA Securities Inc. Brian specializes in financial planning, retirement planning, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
11/05/2018 - Present
Principal Securities, Inc. (West Des Moines IA)
IA
05/13/2016 - 10/30/2018
SIGNATOR INVESTORS, INC. (WEST DES MOINES IA)
IA
08/27/1999 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (WEST DES MOINES IA)
IA
09/27/1990 - 11/19/1993
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
BOTH
Issued 09/19/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/26/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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