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Brian Francis xavier Geraghty

Mufg Securities Americas Inc.

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About Brian Francis xavier Geraghty

Brian Geraghty is a financial professional with over 20 years of experience in the industry. Brian is currently registered with Mufg Securities Americas Inc. and is licensed in California, Illinois, Massachusetts, and New York. Brian previously worked at BTMU Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, Fleet Securities, Inc. and FleetBoston Robertson Stephens Inc. Brian holds the Series 7, Series 24, Series 63, Series 79TO and SIE licenses.

Firm Information

Brian Geraghty is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Geraghty’s Registration & Firm History

NY

04/01/2017 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

IL

07/03/2013 - 04/01/2017

BTMU SECURITIES, INC. (CHICAGO IL)

MA

11/01/2010 - 10/18/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)

MA

06/03/2005 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (BOSTON MA)

TX

09/05/2000 - 07/22/2004

FLEET SECURITIES, INC. (DALLAS TX)

CA

03/05/1998 - 09/05/2000

FLEETBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 03/19/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/22/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/27/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Francis xavier Geraghty.
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