Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Waters is a financial professional with over 17 years of experience in the industry. Currently, Brian is a registered representative with Vanguard Marketing Corp. in Malvern, PA. Brian is licensed to conduct business in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
07/26/2021 - Present
Vanguard Marketing Corp. (MALVERN PA)
NY
01/14/2016 - 06/23/2021
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
12/10/2010 - 10/01/2016
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NJ
11/01/2007 - 11/09/2010
NATIONAL FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NJ
01/01/2005 - 08/21/2007
PERSHING LLC (JERSEY CITY NJ)
BC
Issued 08/13/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Brian Waters is the right advisor for you? Invested Better is here to help.
