Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Smith is a financial professional with over 20 years of experience in the industry. Brian is currently registered with Blackrock Execution Services and holds Series 7 and Series 63 licenses. Brian has previously worked with Blackrock Investments, LLC, Blackrock Investments, Inc., Bear, Stearns & Co. Inc. and PaineWebber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/14/2012 - Present
Blackrock Execution Services (NEW YORK NY)
NY
09/11/2012 - 02/08/2013
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
NY
09/30/2002 - 06/13/2003
BLACKROCK INVESTMENTS, INC. (NEW YORK NY)
NY
02/20/2002 - 04/17/2002
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NJ
10/26/1999 - 11/29/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/10/1995 - 08/02/1995
KEDEM CAPITAL CORPORATION (MELVILLE NY)
BC
Issued 03/01/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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