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Brian Francis Schantz

Trident Partners Ltd.

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About Brian Francis Schantz

Brian Francis Schantz is a financial advisor based in Woodbury, NY. He has been in the financial industry since 1984 and currently works at Trident Partners Ltd. Brian has a wide range of experience, having worked at several firms prior to joining Trident Partners Ltd. His credentials include passing a number of industry exams, including the Series 7, Series 24, Series 63, Series 79, and Series 99. He is registered to provide financial advice in 45 states.

Firm Information

Brian Schantz is currently registered with Trident Partners Ltd.. Trident Partners Ltd. is a Corporation formed on May 17, 1996, and has been approved to operate in all 50 states and the District of Columbia. The firm has an approved SEC registration. They have a total of 9 disclosures on file, including 5 for regulatory events and 4 for arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Schantz’s Registration & Firm History

NY

05/17/2000 - Present

Trident Partners Ltd. (WOODBURY NY)

NJ

02/03/1998 - 05/23/2000

FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)

NY

04/10/1997 - 02/15/1998

COMPREHENSIVE CAPITAL CORP. (GREAT NECK NY)

NY

03/17/1995 - 02/26/1997

R.T.G. RICHARDS AND COMPANY, INC. (GARDEN CITY NY)

FL

01/25/1994 - 02/28/1995

JOSEPH ROBERTS & CO., INC. (POMPANO BEACH FL)

NA

09/23/1993 - 01/29/1994

CAMELOT INVESTMENT CORP.

NY

03/28/1989 - 10/21/1993

A.J. MICHAELS & CO., LTD. (HAUPPAUGE NY)

NA

03/26/1987 - 03/10/1989

INVESTORS CENTER, INC.

NA

08/25/1986 - 01/28/1987

A. G. EDWARDS & SONS, INC.

NA

10/05/1984 - 09/11/1986

BLINDER, ROBINSON & CO.,INC.

NA

02/24/1984 - 09/20/1984

FIRST JERSEY SECURITIES, INC.

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Licenses & Designations

BC

Issued 03/22/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/08/1990

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Brian Francis Schantz. Review regulatory record here.
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