Unclaimed
Brian Quinn is a financial advisor with LPL Financial LLC. Brian has been in the financial industry since 1996. Brian has a variety of experience with different firms including Pacific Select Distributors, LLC, Hartford Life Distributors, LLC, Lincoln Financial Distributors, Inc., Delaware Distributors, L.P., Prudential Investment Management Services LLC, and Pruco Securities Corporation. Brian is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6, 7, 63, and 65 licenses. Brian is also registered as an Investment Advisor Representative in Georgia and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
07/11/2018 - Present
LPL Financial LLC (ATLANTA GA)
CA
05/09/2012 - 05/10/2017
PACIFIC SELECT DISTRIBUTORS, LLC (NEWPORT BEACH CA)
CT
09/18/2002 - 05/10/2012
HARTFORD LIFE DISTRIBUTORS, LLC (HARTFORD CT)
PA
12/31/2000 - 09/11/2002
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
PA
11/09/1998 - 12/31/2000
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
NJ
01/01/1997 - 09/10/1998
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
07/24/1996 - 01/01/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 05/18/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/23/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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