Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Pearce is a financial advisor with over 15 years of experience in the industry. Brian has worked with several financial institutions, including Wells Fargo Clearing Services, LLC, First Clearing, LLC, LPL Financial LLC, FSC Securities Corporation, Woodbury Financial Services, Inc., Securities America, Inc., and Triad Advisors LLC. Brian has a wide range of experience in the financial industry and is currently registered with Osaic Wealth, Inc. and Osaic Services, Inc., Brian has a strong track record of success in helping clients achieve their financial goals. Brian is committed to providing personalized financial advice and guidance to help his clients make informed decisions about their financial future.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
06/03/2022 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
06/03/2022 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
NE
06/03/2022 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
MN
06/03/2022 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
06/03/2022 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
SC
10/04/2019 - 12/10/2021
LPL FINANCIAL LLC (FORT MILL SC)
MO
11/07/2008 - 09/10/2019
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
02/29/2008 - 11/21/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
BOTH
Issued 03/13/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/08/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/07/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/19/2009
Series 14 - Compliance Officer Examination
BC
Issued 03/06/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2015
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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