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Brian Francis Moneke

Axos Clearing LLC

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About Brian Francis Moneke

Brian Moneke is a financial professional with over 20 years of experience in the securities industry. Brian is currently registered with Axos Clearing LLC in Omaha, NE. Brian has a wide range of experience in the securities industry, including working with firms like Securities America, Inc. and Ameritrade. Brian holds FINRA Series 4, 7, 24, 55, 57, and 99 securities licenses. Brian is also registered in Nebraska.

Firm Information

Brian Moneke is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Moneke’s Registration & Firm History

NE

05/09/2013 - Present

Axos Clearing LLC (Omaha NE)

NE

07/11/2007 - 03/05/2012

LEGENT CLEARING (OMAHA NE)

NE

10/18/2005 - 03/05/2007

SECURITIES AMERICA, INC. (OMAHA NE)

NE

01/02/2002 - 03/09/2005

AMERITRADE, INC. (OMAHA NE)

NE

07/09/1999 - 12/31/2001

AMERITRADE (BELLEVUE NE)

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Licenses & Designations

BC

Issued 07/13/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/24/2006

Series 4 - Registered Options Principal Examination

BC

Issued 07/07/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/08/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/08/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Brian Francis Moneke.
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