Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Francis Knapp is a securities professional with over two decades of experience in the industry. Brian currently works as a Registered Representative at Scotia Capital (usa) Inc., joining them in July of 2023. Prior to Scotia Capital (usa) Inc., Brian held positions at several other firms including Compass Point Research & Trading, LLC, American Veterans Group, PBC, Truist Securities, Inc., Cornerstone Macro LLC, Susquehanna Financial Group, LLLP, and J.P. Morgan Securities Inc. Brian holds licenses including Series 3, 7, 24, 55, 57TO, 63 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/05/2023 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
DC
01/11/2022 - 03/09/2023
COMPASS POINT RESEARCH & TRADING, LLC (WASHINGTON DC)
NY
04/01/2021 - 01/05/2022
AMERICAN VETERANS GROUP, PBC (MELVILLE NY)
NY
02/26/2019 - 11/13/2020
TRUIST SECURITIES, INC. (NEW YORK NY)
NY
05/02/2014 - 02/19/2019
CORNERSTONE MACRO LLC (New York NY)
NY
07/10/2009 - 02/05/2014
SUSQUEHANNA FINANCIAL GROUP, LLLP (NEW YORK NY)
NY
10/01/2008 - 07/02/2009
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
07/31/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
10/12/1999 - 08/10/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 10/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/18/1999
Series 3 - National Commodity Futures Examination
BC
Issued 10/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Brian Knapp is the right advisor for you? Invested Better is here to help.
