Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Francis Hayes is an investment advisor representative at Oppenheimer & Co. Inc. with over 20 years of experience in the financial services industry. Brian's current registrations include Series 63, 65, 66, and 7. Brian has previously held positions at Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Brian specializes in providing financial planning, portfolio management, and pension consulting services. Brian serves individuals, corporations, and other business entities, high-net-worth individuals, charitable organizations, insurance companies, pension and profit sharing plans, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
05/26/2017 - Present
Oppenheimer & Co. Inc. (JERICHO NY)
NY
06/01/2009 - 04/14/2010
MORGAN STANLEY SMITH BARNEY (JERICHO NY)
NY
10/23/1997 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (JERICHO NY)
BOTH
Issued 05/24/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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