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Brian Francis Griffin

Velocity Clearing, LLC

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About Brian Francis Griffin

Brian Francis Griffin is a financial professional with over 10 years of experience in the industry. Brian has held positions at several firms including RBC Capital Markets, LLC, T3 Trading Group, LLC, and Velocity Clearing, LLC. Brian holds a variety of licenses and certifications, including Series 3, 7, 55, 56, and 63. Brian is currently registered with the state of Connecticut and is affiliated with Velocity Clearing, LLC.

Firm Information

Brian Griffin is currently registered with Velocity Clearing, LLC. Velocity Clearing, LLC is a Limited Liability Company formed in June 2010 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is registered with the SEC and has been involved in 4 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

87

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Griffin’s Registration & Firm History

NY

08/19/2024 - Present

Velocity Clearing, LLC (New York NY)

NY

05/11/2022 - 07/01/2022

T3 TRADING GROUP, LLC (NEW YORK NY)

NA

01/25/2018 - 04/27/2022

RBC CAPITAL MARKETS, LLC (TORONTO )

NY

06/14/2012 - 07/09/2015

RBC CAPITAL MARKETS ARBITRAGE, S.A. (NEW YORK NY)

NY

05/18/2012 - 07/09/2015

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

05/03/2011 - 04/23/2012

T3 TRADING GROUP, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/04/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/04/2012

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/25/2012

Series 7 - General Securities Representative Examination

BC

Issued 10/26/2011

Series 56 - Proprietary Trader Qualification Examination

BC

Issued 12/07/2009

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Brian Francis Griffin.
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