Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Fitzsimmons is a financial professional with over 13 years of experience in the industry. Brian is currently registered with Charles Schwab & CO., Inc. and is located in Philadelphia, PA. Previously, Brian has worked with firms such as Fidelity Brokerage Services LLC, Vanguard Marketing Corporation, and Prudential Annuities Distributors, Inc. Brian holds Series 7, Series 63, and Series 65 licenses, as well as the SIE designation. Brian is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
PA
08/13/2024 - Present
Charles Schwab & CO., Inc. (Philadelphia PA)
PA
02/02/2023 - 08/20/2024
FIDELITY BROKERAGE SERVICES LLC (EXTON PA)
PA
02/13/2020 - 01/30/2023
VANGUARD MARKETING CORPORATION (MALVERN PA)
PA
07/05/2018 - 12/03/2019
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (DRESHER PA)
NJ
05/08/2017 - 06/11/2018
ADP BROKER-DEALER, INC. (ROSELAND NJ)
TX
01/22/2014 - 04/28/2017
HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC. (DALLAS TX)
TX
02/12/2015 - 06/08/2016
NEXBANK SECURITIES INC (DALLAS TX)
PA
06/29/2011 - 02/05/2014
SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)
IA
Issued 09/28/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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