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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Frambes is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Brian has over 20 years of experience in the financial services industry. Brian has a Series 7, 6, 63, 66, and 26 licenses, and is registered in 12 states. Brian specializes in providing financial advice to individuals, businesses, and institutions. Brian also provides services such as portfolio management, financial planning, and retirement planning. Brian's past experience includes time at firms like AXA Advisors, LLC, Lincoln Financial Securities Corporation, and Transamerica Capital, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/15/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (JACKSONVILLE FL)
FL
06/22/2021 - 02/16/2022
MML INVESTORS SERVICES, LLC (St. Augustine FL)
CO
10/09/2020 - 02/22/2021
TRANSAMERICA CAPITAL, INC. (DENVER CO)
PA
05/04/2020 - 09/23/2020
LINCOLN INVESTMENT (FORT WASHINGTON PA)
AZ
11/09/2017 - 07/18/2019
LINCOLN FINANCIAL SECURITIES CORPORATION (TEMPE AZ)
AZ
02/08/2016 - 12/07/2017
J.P. MORGAN SECURITIES LLC (CHANDLER AZ)
FL
08/11/2015 - 12/21/2015
AXA ADVISORS, LLC (TAMPA FL)
MD
01/30/2004 - 12/31/2006
RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)
CA
08/29/2001 - 08/06/2002
ATLAS SECURITIES, INC. (SAN LEANDRO CA)
ME
08/09/1996 - 01/22/1999
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
MD
02/15/1990 - 08/07/1996
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
BOTH
Issued 03/09/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/28/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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