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Brian Foster Dean

Capital Client Group, Inc.

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About Brian Foster Dean

Brian Foster Dean is an investment advisor representative at Capital Client Group, Inc. Brian has been in the securities industry since 2012 and has experience working with individuals and institutions. Brian is registered with FINRA and the state of Indiana. Brian holds Series 63, 65 and 7 licenses and the SIE exam.

Firm Information

Brian Dean is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Brian Dean’s Registration & Firm History

IN

10/17/2019 - Present

Capital Client Group, Inc. (CARMEL IN)

AZ

09/13/2012 - 07/29/2019

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

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Licenses & Designations

IA

Issued 10/17/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/21/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/12/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Foster Dean.
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