Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Forrest Stokes is a financial advisor in San Diego, CA with over 40 years of experience in the industry. He is currently a Registered Representative with Emerson Equity LLC, a firm that provides financial planning, portfolio management, and investment advisory services. Prior to this, Brian worked with several other financial firms including Independent Financial Group, LLC, LPL Financial Corporation, Kemper Securities Group, Inc., Bateman Eichler, Hill Richards, Incorporated, Drexel Burnham Lambert Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Brian has a broad range of experience in the financial industry, including insurance, equity-indexed annuities, and antiques.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
01/01/2025 - Present
Emerson Equity LLC (San Diego CA)
CA
02/10/2009 - 08/23/2022
INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)
CA
04/29/1992 - 04/07/2009
LPL FINANCIAL CORPORATION (SAN DIEGO CA)
MO
09/04/1990 - 05/15/1992
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
04/24/1989 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
06/25/1986 - 06/06/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
08/30/1982 - 07/01/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 07/01/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/06/1993
Series 24 - General Securities Principal Examination
BC
Issued 07/26/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1986
Series 3 - National Commodity Futures Examination
BC
Issued 08/21/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Brian Stokes is the right advisor for you? Invested Better is here to help.
