Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Fleming is a registered representative with Northwestern Mutual Investment Services, LLC. Brian has been in the industry since May 2017. Brian holds the Series 6, SIE and Series 63 licenses. Brian is registered in Illinois and Maryland. Brian's firm provides advisory services including investment research, referrals to other advisers and other services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
05/08/2017 - Present
Northwestern Mutual Investment Services, LLC (DOWNERS GROVE IL)
BC
Issued 07/01/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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