Unclaimed
Brian Fitzpatrick is a registered representative with Northwestern Mutual Investment Services, LLC. Brian has a Series 63, SIE, and Series 6TO license and has been in the industry since 2021. Brian is registered in 25 states and his branch office is located in New York, NY. Brian focuses on providing financial guidance to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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NY
01/01/2022 - Present
Northwestern Mutual Investment Services, LLC (New York NY)
BC
Issued 11/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2021
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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