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Brian Field

Fidelity Distributors Co. LLC

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About Brian Field

Brian Field is a financial advisor with over 28 years of experience in the financial services industry. Brian currently works for Fidelity Distributors Co. LLC. Brian is a registered representative and a principal with Series 7, Series 24, Series 51 and Series 63 securities licenses. Brian is also licensed as an Investment Advisor Representative in 52 states. Brian's career includes experience with Fidelity Distributors Corporation, Fidelity Investments Institutional Services Company, Inc., American Express Financial Advisors Inc. and IDS Life Insurance Company.

Firm Information

Brian Field is currently registered with Fidelity Distributors Co. LLC. Fidelity Distributors Co. LLC is a Limited Liability Company formed in January 2020. The firm is registered in all 50 states and the District of Columbia. It has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Field’s Registration & Firm History

RI

12/08/2008 - Present

Fidelity Distributors Co. LLC (SMITHFIELD RI)

RI

07/05/2019 - 12/31/2019

FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)

RI

11/04/2013 - 01/31/2017

FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)

RI

10/18/1995 - 02/15/2007

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

MN

05/13/1993 - 09/27/1995

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

05/13/1993 - 09/27/1995

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 06/04/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/12/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/05/2009

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 05/19/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/12/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Field.
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