Unclaimed
Brian Minnotte is a financial advisor with Vanguard Marketing Corp. Brian has been in the industry since February 2007. Brian holds the Series 6, 7, and 63 licenses and is registered to sell securities in North Carolina. Brian is a highly experienced advisor who is committed to helping their clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
02/07/2007 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 02/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2013
Series 7 - General Securities Representative Examination
BC
Issued 02/06/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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